On 26 June 2026, ASX Supervision (formerly ASX Compliance) released its first Listed Entity Supervision Report. As well as providing an overview of ASX’s FY26 supervisory and enforcement activities, it identifies ASX’s likely focus areas in FY27. These include:
- Disclosure under LR 3.1 and Chapter 5 – continuous disclosure by all listed entities, and disclosure of reserves and resources by mining entities
- Continuous disclosure, ramping as a course of conduct – disclosure practices which appear to be aimed at supporting a placement price, maintaining post capital raising trading levels, or inducing speculative interest rather than informing the market
- Disclosure by mining entities – stronger focus on areas which ASX considers to have a higher potential to cause adverse market effects, as set out in the Report, and which include visual results, production targets, financial forecasts, independent geologist reports for IPOs, initial disclosure of expiration targets, expiration results, resources and reserves
The Report also reinforces the shift in ASX’s approach in FY26 to a more supervisory model where the focus is on ongoing patterns of behaviour rather than individual announcements and reviewing announcements prior to release: